The Skills Organisation

Code of Professional Conduct

 

Financial Adviser Regulation:

On Tuesday 21 September  2010 the Commerce Minister Simon Power approved the Code of Professional Conduct for Authorised Financial Advisers.

THE CODE OF PROFESSIONAL CONDUCT FOR AUTHORISED FINANCIAL ADVISERS

 

While the Code has been approved, The Skills Organisation is continuing to:

  • Actively work with universities, polytechnics and private training providers to ensure that a range of modular and full course training provision is available to financial advisers.
  • Provide financial advisers preparing for authorisation with up-to-date information regarding the minimum standards of competence, knowledge and skills required to provide financial adviser services under the Financial Advisers Act.

 

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